kNN estimation in semi-functional partial linear regression with missing responses at random

📅 2026-06-18
📈 Citations: 0
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🤖 AI Summary
This study addresses the semi-functional partially linear regression model with both finite-dimensional and functional covariates under randomly missing response data. It introduces, for the first time, the k-nearest neighbors (kNN) approach into this framework and proposes three kNN-based estimation strategies for the simultaneous estimation of finite-dimensional parameters and infinite-dimensional nonparametric operators. The proposed methodology offers a novel nonparametric modeling perspective for handling mixed-dimensional covariates with missing responses. Theoretically, the asymptotic consistency of the proposed estimators is rigorously established, demonstrating their feasibility and effectiveness in practical applications.
📝 Abstract
This paper considers a partial linear regression model with scalar response missing at random, one finite-dimensional covariate (a vector, $X$) and one infinite-dimensional covariate (a functional variable, $\mathcal{X}$). While the effect of $X$ on the response is linear, the effect of $\mathcal{X}$ is nonparametric. Three $k$NN-based estimators are proposed for both the vector parameter and the nonparametric operator, and some first asymptotic results are obtained.
Problem

Research questions and friction points this paper is trying to address.

kNN estimation
semi-functional partial linear regression
missing responses at random
functional data
nonparametric operator
Innovation

Methods, ideas, or system contributions that make the work stand out.

kNN estimation
semi-functional partial linear regression
missing at random
functional data
nonparametric operator
G
Germán Aneiros
Grupo de Investigación MODES, Departamento de Matemáticas, Universidade da Coruña, A Coruña, Spain; Centro de Investigación en Tecnologías de la Información y las Comunicaciones (CITIC), A Coruña, Spain
S
Silvia Novo
Departamento de Estadística, Universidad Carlos III de Madrid, Madrid, Spain