Spectral Thresholds for Identifiability and Stability:Finite-Sample Phase Transitions in High-Dimensional Learning

📅 2025-10-04
📈 Citations: 0
Influential: 0
📄 PDF
🤖 AI Summary
In high-dimensional learning, model stability undergoes a sharp phase transition when the sample size $n$ falls below a critical threshold—caused by the weakest Fisher direction being overwhelmed by sampling noise, rendering parameters unidentifiable. To address this, we develop the first non-asymptotic, necessary, and verifiable stability criterion, grounded in the minimal Fisher eigenvalue, and establish a finite-sample phase transition theory that precisely characterizes the phase boundary at the $d/n$ scale. We further propose Fisher-floor regularization—a novel, smoothness- and preprocessing-invariant spectral robustness diagnostic. Integrating Fisher information spectrum analysis, finite-sample random matrix theory, and high-dimensional statistical inference, we empirically validate our framework on Gaussian mixture and logistic regression models: the predicted phase-transition threshold cleanly separates reliable estimation from instability collapse, markedly enhancing interpretability and reliability in high-dimensional modeling.

Technology Category

Application Category

📝 Abstract
In high-dimensional learning, models remain stable until they collapse abruptly once the sample size falls below a critical level. This instability is not algorithm-specific but a geometric mechanism: when the weakest Fisher eigendirection falls beneath sample-level fluctuations, identifiability fails. Our Fisher Threshold Theorem formalizes this by proving that stability requires the minimal Fisher eigenvalue to exceed an explicit $O(sqrt{d/n})$ bound. Unlike prior asymptotic or model-specific criteria, this threshold is finite-sample and necessary, marking a sharp phase transition between reliable concentration and inevitable failure. To make the principle constructive, we introduce the Fisher floor, a verifiable spectral regularization robust to smoothing and preconditioning. Synthetic experiments on Gaussian mixtures and logistic models confirm the predicted transition, consistent with $d/n$ scaling. Statistically, the threshold sharpens classical eigenvalue conditions into a non-asymptotic law; learning-theoretically, it defines a spectral sample-complexity frontier, bridging theory with diagnostics for robust high-dimensional inference.
Problem

Research questions and friction points this paper is trying to address.

Characterizes finite-sample phase transitions in high-dimensional learning stability
Establishes spectral threshold for model identifiability using Fisher eigenvalues
Bridges theoretical thresholds with practical diagnostics for robust inference
Innovation

Methods, ideas, or system contributions that make the work stand out.

Fisher Threshold Theorem formalizes stability requirements
Fisher floor enables verifiable spectral regularization
Threshold sharpens eigenvalue conditions into non-asymptotic law
W
William Hao-Cheng Huang
Taiwan Semiconductor Manufacturing Company (TSMC)