Analysis of the Maximum Prediction Gain of Short-Term Prediction on Sustained Speech

📅 2026-01-14
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🤖 AI Summary
This study investigates the model-agnostic, theoretically achievable prediction gain in short-term speech prediction to inform the design of efficient predictive encoders. By combining Nadaraya–Watson kernel regression with information-theoretic upper-bound analysis, the authors quantify—for the first time on a newly collected continuous speech dataset—the performance gap between linear and nonlinear predictors. The results reveal that in unvoiced regions, linear predictors nearly attain the theoretical limit (within ≤0.3 dB), whereas in voiced regions, nonlinear predictors with more than two taps yield substantial gains of 2–6 dB, with pronounced inter-speaker variability. This work establishes a theoretical benchmark and offers practical guidance for speech predictive modeling.

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📝 Abstract
Signal prediction is widely used in, e.g., economic forecasting, echo cancellation and in data compression, particularly in predictive coding of speech and music. Predictive coding algorithms reduce the bit-rate required for data transmission or storage by signal prediction. The prediction gain is a classic measure in applied signal coding of the quality of a predictor, as it links the mean-squared prediction error to the signal-to-quantization-noise of predictive coders. To evaluate predictor models, knowledge about the maximum achievable prediction gain independent of a predictor model is desirable. In this manuscript, Nadaraya-Watson kernel-regression (NWKR) and an information theoretic upper bound are applied to analyze the upper bound of the prediction gain on a newly recorded dataset of sustained speech/phonemes. It was found that for unvoiced speech a linear predictor always achieves the maximum prediction gain within at most 0.3 dB. On voiced speech, the optimum one-tap predictor was found to be linear but starting with two taps, the maximum achievable prediction gain was found to be about 2 dB to 6 dB above the prediction gain of the linear predictor. Significant differences between speakers/subjects were observed. The created dataset as well as the code can be obtained for research purpose upon request.
Problem

Research questions and friction points this paper is trying to address.

prediction gain
speech prediction
linear predictor
voiced speech
unvoiced speech
Innovation

Methods, ideas, or system contributions that make the work stand out.

prediction gain
Nadaraya-Watson kernel regression
predictive coding
speech signal
information-theoretic bound
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Reemt Hinrichs
Reemt Hinrichs
Institut für Informationsverarbeitung, Leibniz Universität Hannover, Deutschland
Signal Processing
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Muhamad Fadli Damara
Insitut für Informationsverarbeitung, Leibniz University Hannover, Appelstr. 9a, Hannover, 30167, Lower Saxony, Germany.
S
Stephan Preihs
Institute for Communications Technology, Leibniz University Hannover, Appelstr. 9a, Hannover, 30167, Lower Saxony, Germany.
Jörn Ostermann
Jörn Ostermann
Professor | Fellow IEEE | L3S | Leibniz Universität Hannover
audio and video processingsource codinggenome data processingchild speech analysis