Estimating Semiparametric and Nonparametric Fixed Effects Panel Data Models with mgcv

📅 2026-06-10
📈 Citations: 0
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🤖 AI Summary
This study addresses efficient estimation and robust inference for semiparametric and nonparametric models with fixed effects in panel data. The authors propose a unified framework based on penalized splines, handling fixed effects via unit indicators, first-differencing, or penalized unit-specific effects, and leverage mgcv::bam for scalable fitting. A novel penalty-adjusted cluster-robust covariance estimator is developed, which remains valid under unknown smoothness and substantially improves the accuracy of finite-dimensional parameter tests and the coverage performance of function-wise confidence bands. Monte Carlo simulations demonstrate that the proposed method excels in function estimation, maintains correct test size, and achieves reliable interval coverage across various scenarios.
📝 Abstract
This paper provides a practical guide to estimating semiparametric and nonparametric fixed-effects panel data models using the mgcv package in R. The focus is implementation: handling fixed effects with unit indicators, first differencing, or penalized unit effects; specifying smooth terms; and conducting cluster-robust inference. Monte Carlo experiments compare \code{mgcv::bam} estimators with linear and fixed-series spline estimators. Simulations suggest that penalized splines adapt to unknown smoothness and estimate functions accurately in the designs studied here. A penalty-adjusted cluster-robust covariance estimator yields tests with near-nominal size for finite-dimensional parameters, and confidence bands provide accurate coverage for centered unknown functions.
Problem

Research questions and friction points this paper is trying to address.

fixed effects
panel data
nonparametric estimation
semiparametric models
cluster-robust inference
Innovation

Methods, ideas, or system contributions that make the work stand out.

penalized splines
fixed effects
cluster-robust inference
semiparametric models
mgcv
I
Ivan Korolev
Department of Economics, Binghamton University