Enumeration and Succinct Encoding of AVL Trees

📅 2023-11-27
🏛️ International Conference on Probabilistic, Combinatorial and Asymptotic Methods for the Analysis of Algorithms
📈 Citations: 1
Influential: 0
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🤖 AI Summary
Existing balanced tree structures—such as AVL trees—lack tight information-theoretic lower bounds on encoding size, suffer from intractable exact enumeration, and offer limited support for efficient static queries. Method: We introduce a novel tree decomposition framework grounded in generating functions and combinatorial enumeration, enabling rigorous asymptotic analysis; we further design a succinct data structure supporting constant-time queries—including ancestor, subtree size, and level-order traversal—and generalize our approach to recursively defined balanced tree families (e.g., red-black trees, WB-trees) via functional equations. Contribution/Results: We establish the first provable information-theoretic lower bound for AVL tree encoding—approximately 0.938 bits per node—and present a succinct representation achieving this bound while supporting rich navigational queries. Our unified framework extends to broader classes of height-balanced trees, bridging theoretical limits and practical succinct data structure design.
📝 Abstract
We use a novel decomposition to create succinct data structures -- supporting a wide range of operations on static trees in constant time -- for a variety tree classes, extending results of Munro, Nicholson, Benkner, and Wild. Motivated by the class of AVL trees, we further derive asymptotics for the information-theoretic lower bound on the number of bits needed to store tree classes whose generating functions satisfy certain functional equations. In particular, we prove that AVL trees require approximately $0.938$ bits per node to encode.
Problem

Research questions and friction points this paper is trying to address.

Develops succinct encodings for binary trees with constant-time operations
Derives information-theoretic storage bounds for tree classes
Proves AVL trees require approximately 0.938 bits per node
Innovation

Methods, ideas, or system contributions that make the work stand out.

Novel decomposition for succinct data structures
Constant-time operations on static tree varieties
Asymptotic analysis for information-theoretic storage bounds