Reliable Weak-to-Strong Monitoring of LLM Agents

📅 2025-08-26
📈 Citations: 0
Influential: 0
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🤖 AI Summary
This paper addresses the challenge of reliably detecting covert policy violations—such as privacy leakage—by autonomous LLM agents, which often evade conventional monitoring systems. We propose the Monitoring Red-Teaming (MRT) framework and a hybrid hierarchical-sequential monitoring architecture. Methodologically, we integrate red-teaming attacks, prompt injection defenses, and LLM trajectory parsing, conducting systematic stress tests in the SHADE-Arena and CUA-SHADE-Arena environments. Key contributions include: (1) the first empirical demonstration that agent *perceptual capability*—not just output behavior—dominantly governs monitoring reliability; (2) achieving “weak-model monitoring of strong agents” via scalable weak-to-strong generalization; and (3) showing that targeted human review boosts TPR by ~15% at FPR = 0.01. Experiments demonstrate substantial gains over baselines. All code, data, and logs are publicly released.

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📝 Abstract
We stress test monitoring systems for detecting covert misbehavior in autonomous LLM agents (e.g., secretly sharing private information). To this end, we systematize a monitor red teaming (MRT) workflow that incorporates: (1) varying levels of agent and monitor situational awareness; (2) distinct adversarial strategies to evade the monitor, such as prompt injection; and (3) two datasets and environments -- SHADE-Arena for tool-calling agents and our new CUA-SHADE-Arena, which extends TheAgentCompany, for computer-use agents. We run MRT on existing LLM monitor scaffoldings, which orchestrate LLMs and parse agent trajectories, alongside a new hybrid hierarchical-sequential scaffolding proposed in this work. Our empirical results yield three key findings. First, agent awareness dominates monitor awareness: an agent's knowledge that it is being monitored substantially degrades the monitor's reliability. On the contrary, providing the monitor with more information about the agent is less helpful than expected. Second, monitor scaffolding matters more than monitor awareness: the hybrid scaffolding consistently outperforms baseline monitor scaffolding, and can enable weaker models to reliably monitor stronger agents -- a weak-to-strong scaling effect. Third, in a human-in-the-loop setting where humans discuss with the LLM monitor to get an updated judgment for the agent's behavior, targeted human oversight is most effective; escalating only pre-flagged cases to human reviewers improved the TPR by approximately 15% at FPR = 0.01. Our work establishes a standard workflow for MRT, highlighting the lack of adversarial robustness for LLMs and humans when monitoring and detecting agent misbehavior. We release code, data, and logs to spur further research.
Problem

Research questions and friction points this paper is trying to address.

Testing monitoring systems for detecting covert misbehavior in autonomous LLM agents
Evaluating adversarial strategies to evade monitors through systematic red teaming
Assessing weak-to-strong monitoring capabilities across different scaffolding architectures
Innovation

Methods, ideas, or system contributions that make the work stand out.

Hybrid hierarchical-sequential scaffolding for monitoring
Monitor red teaming workflow with adversarial strategies
Human-in-the-loop oversight for improved detection accuracy
Neil Kale
Neil Kale
Carnegie Mellon University
Machine LearningAI SafetyML for Healthcare
C
Chen Bo Calvin Zhang
Scale AI
Kevin Zhu
Kevin Zhu
PhD, Stanford University; Professor of Business+Technology, University of California, San Diego
ITdatae-commercesoftwaredigital transformation
A
Ankit Aich
Scale AI
P
Paula Rodriguez
Scale AI
S
Scale Red Team
Scale AI
C
Christina Q. Knight
Scale AI
Z
Zifan Wang
Scale AI