Sparse Rotatable Arrays (SRA): Unifying Array Aperture and Antenna Directivity for Wireless Communications

📅 2026-08-12
📈 Citations: 0
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🤖 AI Summary
This work addresses the challenges of sidelobe and grating lobe leakage in sparse arrays for extremely large-scale MIMO systems, which, while cost-effective and aperture-preserving, suffer from interference, whereas rotatable antennas that mitigate such leakage incur high control overhead. To overcome this trade-off, the paper proposes a user-group-oriented sparse rotatable antenna architecture that partitions users into service groups, each served by a dedicated sparse subarray. It jointly optimizes aperture allocation, antenna orientation, and beamforming to maximize the minimum SINR. Leveraging group-level geometric information, the design enables low-complexity configuration and reveals an approximately decoupled beam structure—inter-group leakage suppression and intra-group orthogonalization—that guides antenna placement and allocation. A two-layer structured algorithm, integrating analysis-guided initialization, multi-start search, and closed-form orientation rules, achieves near-ideal performance with substantially reduced hardware cost, significantly outperforming both compact and omnidirectional sparse baselines.
📝 Abstract
Sparse arrays reduce the hardware cost of extremely large-scale multiple-input multiple-output systems while preserving a large effective aperture, but may suffer from severe sidelobe and grating-lobe leakage. Rotatable antennas (RAs) provide directional leakage suppression, whereas frequent boresight adaptation to instantaneous user locations incurs considerable control overhead. In practice, long-term user distributions are often non-uniform, with compact hotspots coexisting with scattered users, which enables low-complexity RA configuration based on group-level geometry. Motivated by this observation, we propose a group-aware sparse RA architecture in which users are organized into service groups and the activated RAs are partitioned into group-specific sparse subarrays. We maximize the minimum signal-to-interference-plus-noise ratio (SINR) among all users by jointly optimizing the sparse-aperture allocation, RA orientations, and transmit beamforming. We show that RA-induced inter-group leakage suppression and sparse-aperture-induced intra-group orthogonalization jointly yield an approximately decoupled group-wise beamforming structure, providing physical guidance for group-wise antenna-number allocation and non-periodic sparse-position initialization. Guided by these insights, we develop a structured low-complexity two-layer algorithm that embeds a closed-form projected group-center RA orientation rule into the sparse-aperture allocation and beamforming design. The algorithm combines analysis-guided initialization, sampled multi-start antenna-allocation search, and bisection-based second-order cone programming for beamforming. Numerical results show that the proposed design closely approaches the fully shared and orientation-optimized benchmarks while substantially outperforming the compact and omnidirectional sparse-array schemes.
Problem

Research questions and friction points this paper is trying to address.

Sparse Arrays
Rotatable Antennas
Leakage Suppression
User Distribution
MIMO Systems
Innovation

Methods, ideas, or system contributions that make the work stand out.

Sparse Rotatable Arrays
Group-aware Beamforming
SINR Maximization
Inter-group Interference Suppression
Structured Low-complexity Algorithm
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Ailing Zheng
Department of Electronic Engineering, Shanghai Jiao Tong University, Shanghai 200240, China
Q
Qingqing Wu
Department of Electronic Engineering, Shanghai Jiao Tong University, Shanghai 200240, China
Xiyuan Liu
Xiyuan Liu
The University of Hong Kong
LiDAR
W
Wen Chen
Department of Electronic Engineering, Shanghai Jiao Tong University, Shanghai 200240, China