Jordan-RoPE: Non-Semisimple Relative Positional Encoding via Complex Jordan Blocks

📅 2026-05-05
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📝 Abstract
Relative positional encodings determine which functions of query-key lag can enter the primitive attention logit. RoPE supplies a rotary phase, while ALiBi supplies an additive distance bias. Motivated by group-theoretic views of linear translation-invariant positional encodings, we study a non-semisimple case in which a complex rotary eigenvalue and a nilpotent response live in the same defective Jordan block. The resulting relative operator generates oscillatory-polynomial features such as $e^{-γd}\cos(ωd)$, $e^{-γd}\sin(ωd)$, $d e^{-γd}\cos(ωd)$, and $d e^{-γd}\sin(ωd)$, for causal lag $d=i-j\geq 0$. Thus the construction realizes a distance-modulated phase basis $d e^{iωd}$, rather than merely adding a separate distance channel to RoPE. We formulate Exact Jordan-RoPE as a non-semisimple one-parameter representation, give its real block form, and specify the contragredient query action required by non-orthogonal positional maps. We also distinguish this exact representation from stabilized variants whose bounded shear improves numerical behavior but breaks the exact group law. Kernel-level diagnostics and a Jordan-friendly synthetic language-model task show that the coupled Jordan basis is useful when the target contains distance-modulated phase interactions. On a small WikiText-103 byte language model, a scaled-exact variant improves over RoPE and direct-sum baselines within the Jordan family, while RoPE+ALiBi remains strongest overall. The evidence is structural rather than a broad performance claim.
Problem

Research questions and friction points this paper is trying to address.

relative positional encoding
non-semisimple representation
Jordan block
distance-modulated phase
attention mechanism
Innovation

Methods, ideas, or system contributions that make the work stand out.

Jordan-RoPE
non-semisimple representation
relative positional encoding
complex Jordan blocks
distance-modulated phase
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