Singular Values Versus Expansion in Directed and Undirected Graphs

📅 2025-08-24
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This work establishes a quantitative relationship between the second nontrivial singular value σ₂ of the normalized adjacency matrix and graph expansion in both directed and undirected graphs. Methodologically, it introduces the novel notion of directed conductance φ_dir and derives the first two-sided equivalence between φ_dir and σ₂; extends the Cheeger inequality to higher-order singular values σₖ, providing a combinatorial characterization of how far σₖ lies from 1; and, for d-regular graphs, obtains the tight bound 1−σ₂ = Ω(δ²/d), improving prior results by a factor of d. The approach integrates singular-value spectral analysis, Eulerian directed graph modeling, and combinatorial high-order expansion characterizations. The key contribution is a unified singular-value–expansion theoretical framework for both directed and undirected graphs—overcoming the classical Cheeger inequality’s limitations to undirected graphs and eigenvalues—and furnishing new spectral tools for graph learning and network analysis.

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📝 Abstract
We relate the nontrivial singular values $σ_2,ldots,σ_n$ of the normalized adjacency matrix of an Eulerian directed graph to combinatorial measures of graph expansion: \ 1. We introduce a new directed analogue of conductance $φ_{dir}$, and prove a Cheeger-like inequality showing that $φ_{dir}$ is bounded away from 0 iff $σ_2$ is bounded away from 1. In undirected graphs, this can be viewed as a unification of the standard Cheeger Inequality and Trevisan's Cheeger Inequality for the smallest eigenvalue.\ 2. We prove a singular-value analogue of the Higher-Order Cheeger Inequalities, giving a combinatorial characterization of when $σ_k$ is bounded away from 1. \ 3. We tighten the relationship between $σ_2$ and vertex expansion, proving that if a $d$-regular graph $G$ with the property that all sets $S$ of size at most $n/2$ have at least $(1+δ)cdot |S|$ out-neighbors, then $1-σ_2=Ω(δ^2/d)$. This bound is tight and saves a factor of $d$ over the previously known relationship.
Problem

Research questions and friction points this paper is trying to address.

Relates singular values to expansion in directed and undirected graphs
Introduces new directed conductance measure with Cheeger inequality
Tightens relationship between singular values and vertex expansion
Innovation

Methods, ideas, or system contributions that make the work stand out.

New directed conductance measure with Cheeger-like inequality
Singular-value analogue of Higher-Order Cheeger Inequalities
Tight bound between singular values and vertex expansion
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