Forecasting duration in high-frequency financial data using a self-exciting flexible residual point process

📅 2026-03-31
📈 Citations: 0
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This study addresses the challenge of modeling and forecasting inter-arrival times of limit order book events in high-frequency financial markets, which exhibit heavy-tailed distributions that are difficult to capture accurately. The authors propose a flexible residual point process model that integrates heavy-tailed inter-event time characteristics with a self-exciting decay structure, embedding empirical duration distributions within a self-exciting point process framework. Theoretical analysis establishes that, under suitable conditions, the model possesses desirable stochastic stability properties, including irreducibility, aperiodicity, positive Harris recurrence, and a unique stationary distribution. Empirical results based on ultra-high-frequency trading data demonstrate that the proposed approach significantly outperforms existing benchmark models in predicting event durations.

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📝 Abstract
This paper presents a method for forecasting limit order book durations using a self-exciting flexible residual point process. High-frequency events in modern exchanges exhibit heavy-tailed interarrival times, posing a significant challenge for accurate prediction. The proposed approach incorporates the empirical distributional features of interarrival times while preserving the self-exciting and decay structure. This work also examines the stochastic stability of the process, which can be interpreted as a general state-space Markov chain. Under suitable conditions, the process is irreducible, aperiodic, positive Harris recurrent, and has a stationary distribution. An empirical study demonstrates that the model achieves strong predictive performance compared with several alternative approaches when forecasting durations in ultra-high-frequency trading data.
Problem

Research questions and friction points this paper is trying to address.

high-frequency financial data
duration forecasting
limit order book
heavy-tailed interarrival times
point process
Innovation

Methods, ideas, or system contributions that make the work stand out.

self-exciting point process
heavy-tailed interarrival times
flexible residual modeling
stochastic stability
high-frequency trading
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K
Kyungsub Lee
Department of Statistics, Yeungnam University, Gyeongsan, Republic of Korea