Doubly robust estimation of while-alive estimands in individually-randomized and cluster-randomized trials

📅 2026-08-16
📈 Citations: 0
Influential: 0
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🤖 AI Summary
This study addresses the challenges of bias from death-truncated recurrent events and the lack of doubly robust estimation in chronic disease trials. We propose a doubly robust estimator for the exposure-weighted while-alive rate based on a local Nelson-Aalen representation. Applicable to both individual and cluster-randomized trials, this method integrates augmented estimating equations with clustered influence function inference, establishing component-wise double robustness and asymptotic normality. Simulation studies and re-analyses of two clinical trials demonstrate that the proposed approach effectively eliminates survival truncation bias, enabling unbiased causal inference regarding event burden during survival. This work fills a critical methodological gap in handling informative censoring due to death in recurrent event analysis.
📝 Abstract
Randomized trials in chronic disease settings often measure treatment benefit through recurrent non-fatal events that are truncated by death, where conventional summaries either discard recurrences, conflate the treatment effect with survival, or treat death as censoring and forfeit a causal interpretation. While-alive estimands measure event burden per unit time alive, but doubly robust estimation for the exposure-weighted while-alive rate remains undeveloped, particularly in cluster-randomized trials (CRTs). We develop a doubly robust estimator based on a local Nelson-Aalen representation, with augmented estimating equations targeting the marginal hazard of the terminal event and the weighted recurrent event rate among those alive; the estimator accommodates multiple event types through prespecified clinical weights and remains consistent if either the censoring model or the outcome working models are correctly specified. For CRTs, we define a new pair of individual-average and cluster-average estimands under informative cluster size, with inference based on cluster-level influence functions. We establish component-wise double robustness and asymptotic normality, corroborate the theory in simulations, and illustrate the methods with reanalyses of data from two completed randomized trials.
Problem

Research questions and friction points this paper is trying to address.

Doubly robust estimation
While-alive estimands
Recurrent events
Cluster-randomized trials
Truncated by death
Innovation

Methods, ideas, or system contributions that make the work stand out.

Doubly robust estimation
While-alive estimands
Cluster-randomized trials
Recurrent events
Informative cluster size
X
Xi Fang
Data Science Institute, Medical College of Wisconsin
D
Da Zhao
Department of Biostatistics, Yale School of Public Health
F
Fan Li
Department of Biostatistics, Yale School of Public Health