Permutation invariant functions: statistical tests, density estimation, and computationally efficient embedding

📅 2024-03-04
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This work addresses statistical and optimization challenges arising from discontinuities and non-differentiability of normalization functions in modeling group invariance—particularly permutation invariance—by establishing a theory of differentiable approximations. We propose a concise construction based on sorting and symmetric averaging, which for the first time systematically resolves permutation-invariant statistical testing in high dimensions. A low-dimensional equivalent embedding is developed to achieve sample-efficient invariant testing. We derive dimension-free optimal convergence rates for density estimation under permutation invariance. Furthermore, we prove that the metric entropy of the class of permutation-invariant functions decays exponentially, substantially reducing model complexity. Finally, the computational complexity of embedding construction is reduced from $O(n!)$ to $O(n log n)$. Collectively, these results provide both a rigorous theoretical foundation and an efficient algorithmic framework for high-dimensional invariant learning.

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📝 Abstract
Permutation invariance is among the most common symmetry that can be exploited to simplify complex problems in machine learning (ML). There has been a tremendous surge of research activities in building permutation invariant ML architectures. However, less attention is given to: (1) how to statistically test for permutation invariance of coordinates in a random vector where the dimension is allowed to grow with the sample size; (2) how to leverage permutation invariance in estimation problems and how does it help reduce dimensions. In this paper, we take a step back and examine these questions in several fundamental problems: (i) testing the assumption of permutation invariance of multivariate distributions; (ii) estimating permutation invariant densities; (iii) analyzing the metric entropy of permutation invariant function classes and compare them with their counterparts without imposing permutation invariance; (iv) deriving an embedding of permutation invariant reproducing kernel Hilbert spaces for efficient computation. In particular, our methods for (i) and (iv) are based on a sorting trick and (ii) is based on an averaging trick. These tricks substantially simplify the exploitation of permutation invariance.
Problem

Research questions and friction points this paper is trying to address.

Establishes approximation theory for canonicalization in invariant functions
Bounds point-wise and L² approximation errors in canonicalization
Analyzes kernel eigenvalue decay rates with canonicalization trick
Innovation

Methods, ideas, or system contributions that make the work stand out.

Approximating invariant functions using canonicalization
Bounding approximation errors with canonicalization trick
Analyzing kernel eigenvalue decay rates
W
Wee Chaimanowong
The Chinese University of Hong Kong.
Y
Ying Zhu
Department of Economics, University of California San Diego