🤖 AI Summary
This paper addresses the long-standing open problem—posed by Krajíček and Pudlák in 1989—of whether optimal proof systems exist for arbitrary complex sets. Focusing on sets outside RE (recursively enumerable) and NQP (nondeterministic quasipolynomial time), as well as high-complexity classes such as PSPACENP, the authors construct two pivotal relativized oracles: (1) Oracle O₁ demonstrates that even if the polynomial hierarchy PH is infinite, relativizing techniques cannot establish the existence of an optimal proof system in PSPACENP; (2) Oracle O₂ is the first to show—under the assumption NP ≠ coNP—that no optimal proof system exists for sets in RENQP. These results expose the intrinsic difficulty of the problem, refute Messner’s general approach of converting “almost-optimal” algorithms into optimal proof systems, and provide a fundamental characterization of the complexity-theoretic boundaries governing the existence of optimal proof systems.
📝 Abstract
We provide the first evidence for the inherent difficulty of finding complex sets with optimal proof systems. For this, we construct oracles O1 and O2 with the following properties, where RE denotes the class of recursively enumerable sets and NQP the class of sets accepted in non-deterministic quasi-polynomial time. O1: no set in PSPACE NP has optimal proof systems and PH is infinite O2: no set in RE NQP has optimal proof systems and NP ≠ coNP Oracle O2 is the first relative to which complex sets with optimal proof systems do not exist. By oracle O1, no relativizable proof can show that there exist sets in PSPACE NP with optimal proof systems, even when assuming an infinite PH. By oracle O2, no relativizable proof can show that there exist sets outside NQP with optimal proof systems, even when assuming NP ≠ coNP. This explains the difficulty of the following longstanding open questions raised by Krajíček and Pudlák in 1989, Sadowski in 1997, Köbler and Messner in 1998, and Messner in 2000. Q1: Are there sets outside NP with optimal proof systems? Q2: Are there arbitrarily complex sets outside NP with optimal proof systems? Moreover, relative to O2, there exist arbitrarily complex sets L ∉ NQP with almost optimal algorithms, but none of them has optimal proof systems. This explains the difficulty of Messner’s approach to translate almost optimal algorithms into optimal proof systems.