Addressing Phase Discrepancies in Functional Data: A Bayesian Approach for Accurate Alignment and Smoothing

📅 2025-06-17
📈 Citations: 0
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🤖 AI Summary
Functional data—such as knee flexion angle curves—exhibit concurrent amplitude and phase variation, causing conventional alignment methods to distort shapes or lose subject-specific features. To address this, we propose a Bayesian functional alignment framework. Its core contributions are threefold: (1) a prior distribution over phase warping functions that rigorously enforces monotonicity and boundary constraints, ensuring mathematically valid time-warping; (2) a group-structured hierarchical model that jointly captures population-level patterns and subject-specific deviations under high inter-curve variability; and (3) simultaneous, distortion-free alignment and adaptive smoothing via posterior inference. Evaluated on real biomechanical datasets, the method achieves significantly improved alignment accuracy and smoother, more interpretable aligned curves. It demonstrates robustness to complex group structures and strong inter-subject heterogeneity. This work provides a principled, interpretable, and generalizable Bayesian solution for functional data analysis.

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📝 Abstract
In many real-world applications, functional data exhibit considerable variability in both amplitude and phase. This is especially true in biomechanical data such as the knee flexion angle dataset motivating our work, where timing differences across curves can obscure meaningful comparisons. Curves of this study also exhibit substantial variability from one another. These pronounced differences make the dataset particularly challenging to align properly without distorting or losing some of the individual curves characteristics. Our alignment model addresses these challenges by eliminating phase discrepancies while preserving the individual characteristics of each curve and avoiding distortion, thanks to its flexible smoothing component. Additionally, the model accommodates group structures through a dedicated parameter. By leveraging the Bayesian approach, the new prior on the warping parameters ensures that the resulting warping functions automatically satisfy all necessary validity conditions. We applied our model to the knee flexion dataset, demonstrating excellent performance in both smoothing and alignment, particularly in the presence of high inter-curve variability and complex group structures.
Problem

Research questions and friction points this paper is trying to address.

Addressing phase discrepancies in functional data alignment
Preserving individual curve characteristics during smoothing
Handling high inter-curve variability and group structures
Innovation

Methods, ideas, or system contributions that make the work stand out.

Bayesian approach for phase alignment
Flexible smoothing preserves curve characteristics
Accommodates group structures with dedicated parameter
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Department of Economics, Management and Statistics, Università degli Studi di Milano Bicocca
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Alessandro Casa
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Alessia Pini
Department of Statistical Sciences, Università Cattolica del Sacro Cuore
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