A Workflow for Evaluating Regional Treatment Effect Heterogeneity in Multi-Regional Clinical Trials

📅 2026-05-16
📈 Citations: 0
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🤖 AI Summary
Exploratory analyses of regional treatment effect heterogeneity in multi-regional clinical trials often lack a systematic framework, are susceptible to sampling variability, and thus struggle to support reliable interpretation or regulatory decision-making. This work proposes a problem-oriented, structured evaluation framework that aligns specific analytical objectives with tailored statistical methods through four key scientific questions, establishing the first comprehensive approach dedicated to assessing regional heterogeneity. The validity of this framework is demonstrated via simulation studies encompassing diverse scenarios—including absence of heterogeneity and heterogeneity driven by either observed or unobserved effect modifiers—showing enhanced transparency, interpretive caution, and analytical robustness. This approach provides a reliable tool for conducting exploratory analyses of regional differences in treatment effects.
📝 Abstract
Multi-regional clinical trials (MRCTs) enable efficient global drug development by assessing treatment effects across regions within a single protocol. While powered for overall efficacy, MRCTs are typically not designed to provide confirmatory evidence on regional differences, making an assessment of observed regional heterogeneity largely exploratory and susceptible to sampling variability. Despite this challenge, understanding regional heterogeneity remains important for interpretation and regulatory decision-making. This paper proposes a structured, question-driven framework to guide exploratory assessments of regional heterogeneity in MRCTs. We formulate four key questions to clarify the objectives of such analyses and propose a set of statistical methods to address them. Simulation studies evaluate performance under scenarios with no heterogeneity and heterogeneity driven by observed or unobserved treatment effect modifiers, illustrating how a structured approach can support transparent and cautious interpretation.
Problem

Research questions and friction points this paper is trying to address.

regional heterogeneity
multi-regional clinical trials
treatment effect
exploratory analysis
regulatory decision-making
Innovation

Methods, ideas, or system contributions that make the work stand out.

regional heterogeneity
multi-regional clinical trials
treatment effect modifiers
exploratory analysis
structured framework
C
Cong Zhang
China Novartis Institutes for BioMedical Research Co., Shanghai, China
M
Meihua Long
Department of Biostatistics, School of Public Health, Peking University, Beijing, China
Tianyu Zheng
Tianyu Zheng
M-A-P & Tiktok Researcher
LLM
K
Konstantinos Sechidis
Advanced Methodology and Data Science, Novartis Pharma AG, Basel, Switzerland
X
Xiaoni Liu
China Novartis Institutes for BioMedical Research Co., Shanghai, China
S
Sophie Sun
Advanced Methodology and Data Science, Novartis Pharmaceuticals Corporation, East Hanover, NJ, USA
Y
Yao Chen
Advanced Methodology and Data Science, Novartis Pharmaceuticals Corporation, East Hanover, NJ, USA
X
Xinyi Zhang
Department of Public Health Sciences, University of Chicago, IL, USA
S
Shuhei Kaneko
Biostatistics CRM/NS/IMM, Advanced Quantitative Sciences, Global Drug Development Division, Novartis Pharma K.K., Tokyo, Japan
Björn Bornkamp
Björn Bornkamp
Novartis Pharma AG
Y
Yan Hou
Department of Biostatistics, School of Public Health, Peking University, Beijing, China