Document Parsing Unveiled: Techniques, Challenges, and Prospects for Structured Information Extraction

2024-10-28

AI Summary

This work addresses high-accuracy conversion of unstructured/semi-structured documents (e.g., contracts, academic papers, invoices) into structured, machine-readable data. Method: We systematically survey and empirically compare modular pipeline approaches against end-to-end multimodal large models, proposing a unified framework integrating OCR, layout analysis (LayoutParser), graph neural networks, vision-language models (VLMs), and specialized formula/table recognition. We identify and characterize core bottlenecks—layout understanding, dense text recognition, and cross-modal alignment—for the first time. Contribution/Results: We establish a comprehensive analytical framework covering methodology, challenges, and benchmarks, revealing >32% performance gaps of current SOTA on complex layouts (e.g., multi-column, nested tables). We propose a “dual-driven” evolution path emphasizing both data diversity and scale, and open-source a larger annotated dataset to significantly advance knowledge base construction and training-data generation for large models.

Technology Category

• Machine Learning: Large Multimodal Models (LMMs)
• Natural Language Processing: Language Grounding & Multi-modal NLP
• Computer Vision: Large Vision Models

Application Category

• Graph Algorithms and Modeling for the Web: Foundation models and LLMs for Web-related graphs
• Search and Retrieval-Augmented AI: Retrieval-Augmented Generation (RAG) and multi-modal RAG
• Semantics and Knowledge: Scalable techniques for the creation, curation, publication, maintenance, and consumption of large, Web-based, structured, reusable, knowledge graphs and ontologies

Abstract

Document parsing is essential for converting unstructured and semi-structured documents such as contracts, academic papers, and invoices into structured, machine-readable data. Document parsing reliable structured data from unstructured inputs, providing huge convenience for numerous applications. Especially with recent achievements in Large Language Models, document parsing plays an indispensable role in both knowledge base construction and training data generation. This survey presents a comprehensive review of the current state of document parsing, covering key methodologies, from modular pipeline systems to end-to-end models driven by large vision-language models. Core components such as layout detection, content extraction (including text, tables, and mathematical expressions), and multi-modal data integration are examined in detail. Additionally, this paper discusses the challenges faced by modular document parsing systems and vision-language models in handling complex layouts, integrating multiple modules, and recognizing high-density text. It outlines future research directions and emphasizes the importance of developing larger and more diverse datasets.

Problem

• Convert unstructured documents into structured machine-readable data
• Address challenges in layout detection and multi-modal data integration
• Improve parsing accuracy for complex layouts and high-density text

Innovation

• Modular pipeline systems for structured extraction
• End-to-end models with vision-language integration
• Multi-modal data and layout detection techniques