Safe and Robust Domains of Attraction for Discrete-Time Systems: A Set-Based Characterization and Certifiable Neural Network Estimation

📅 2026-03-03
📈 Citations: 0
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🤖 AI Summary
This work addresses the theoretical and computational challenges in accurately characterizing safe robust regions of attraction for discrete-time nonlinear systems subject to uncertainties and state constraints. The authors propose a unified framework based on set-valued functions in the space of compact sets, leveraging Bellman- or Zubov-type functional equations to characterize robustly invariant sets with uniform ℓp stability. To enhance generalization, they integrate physics-informed neural networks that embed the structural properties of these equations. Furthermore, formal verification tools are employed to rigorously certify the learned estimates, yielding provably safe and robust regions of attraction. Experimental evaluations on four representative uncertain nonlinear systems demonstrate that the proposed approach achieves superior accuracy and reduced conservativeness compared to existing methods.

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📝 Abstract
Analyzing nonlinear systems with attracting robust invariant sets (RISs) requires estimating their domains of attraction (DOAs). Despite extensive research, accurately characterizing DOAs for general nonlinear systems remains challenging due to both theoretical and computational limitations, particularly in the presence of uncertainties and state constraints. In this paper, we propose a novel framework for the accurate estimation of safe (state-constrained) and robust DOAs for discrete-time nonlinear uncertain systems with continuous dynamics, open safe sets, compact disturbance sets, and uniformly locally $\ell_p$-stable compact RISs. The notion of uniform $\ell_p$ stability is quite general and encompasses, as special cases, uniform exponential and polynomial stability. The DOAs are characterized via newly introduced value functions defined on metric spaces of compact sets. We establish their fundamental mathematical properties and derive the associated Bellman-type (Zubov-type) functional equations. Building on this characterization, we develop a physics-informed neural network (NN) framework to learn the corresponding value functions by embedding the derived Bellman-type equations directly into the training process. To obtain certifiable estimates of the safe robust DOAs from the learned neural approximations, we further introduce a verification procedure that leverages existing formal verification tools. The effectiveness and applicability of the proposed methodology are demonstrated through four numerical examples involving nonlinear uncertain systems subject to state constraints, and its performance is compared with existing methods from the literature.
Problem

Research questions and friction points this paper is trying to address.

domain of attraction
robust invariant set
state constraints
uncertain systems
discrete-time nonlinear systems
Innovation

Methods, ideas, or system contributions that make the work stand out.

Domain of Attraction
Robust Invariant Set
Physics-Informed Neural Network
Bellman-Type Equation
Formal Verification
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M
Mohamed Serry
Department of Applied Mathematics, University of Waterloo, Waterloo, Ontario, Canada; also with the Department of Mechanical and Mechatronics Engineering, University of Waterloo
M
Maxwell Fitzsimmons
Department of Applied Mathematics, University of Waterloo, Waterloo, Ontario, Canada
Jun Liu
Jun Liu
Professor of Applied Mathematics, University of Waterloo
systems and control theoryformal methodsoptimization and learningroboticstrustworthy AI