Improved Certificates for Independence Number in Semirandom Hypergraphs

📅 2026-03-09
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This work addresses the challenge of certifying tight upper bounds on the independence number of ℓ-uniform hypergraphs, which is notoriously hard to approximate in the worst case. By designing robust Sum-of-Squares (SoS) certificates within a semi-random model, the authors leverage degree-2ℓ SoS relaxations, pseudo-expectation analysis, tensor methods, and a novel concentration inequality for random chaotic matrices to eliminate the logarithmic factors present in prior results. This yields the first tight, efficiently certifiable upper bound of \(O(\sqrt{n}/p^{1/\ell})\), which nearly matches the conjectured computational threshold in terms of both \(n\) and \(p\). The approach applies to hypergraphs of odd uniformity and successfully recovers planted \(r\)-colorable sub-hypergraphs even under strong adversarial perturbations.

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📝 Abstract
We study the problem of efficiently certifying upper bounds on the independence number of $\ell$-uniform hypergraphs. This is a notoriously hard problem, with efficient algorithms failing to approximate the independence number within $n^{1-\epsilon}$ factor in the worst case [Has99, Zuc07]. We study the problem in random and semirandom hypergraphs. There is a folklore reduction to the graph case, achieving a certifiable bound of $O(\sqrt{n/p})$. More recently, the work [GKM22] improved this by constructing spectral certificates that yield a bound of $O(\sqrt{n}.\mathrm{polylog}(n)/p^{1/(\ell/2)})$. We make two key improvements: firstly, we prove sharper bounds that get rid of pesky logarithmic factors in $n$, and nearly attain the conjectured optimal (in both $n$ and $p$) computational threshold of $O(\sqrt{n}/p^{1/\ell})$, and secondly, we design robust Sum-of-Squares (SoS) certificates, proving our bounds in the more challenging semirandom hypergraph model. Our analysis employs the proofs-to-algorithms paradigm [BS16, FKP19] in showing an upper bound for pseudo-expectation of degree-$2\ell$ SoS relaxation of the natural polynomial system for maximum independent set. The challenging case is odd-arity hypergraphs, where we employ a tensor-based analysis that reduces the problem to proving bounds on a natural class of random chaos matrices associated with $\ell$-uniform hypergraphs. Previous bounds [AMP21, RT23] have a logarithmic dependence, which we remove by leveraging recent progress on matrix concentration inequalities [BBvH23, BLNvH25]; we believe these may be useful in other hypergraph problems. As an application, we show our improved certificates can be combined with an SoS relaxation of a natural $r$-coloring polynomial system to recover an arbitrary planted $r$-colorable subhypergraph in a semirandom model along the lines of [LPR25], which allows for strong adversaries.
Problem

Research questions and friction points this paper is trying to address.

independence number
semirandom hypergraphs
certificates
uniform hypergraphs
computational thresholds
Innovation

Methods, ideas, or system contributions that make the work stand out.

Sum-of-Squares certificates
semirandom hypergraphs
independence number
tensor analysis
matrix concentration inequalities
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