A time-stepping deep gradient flow method for option pricing in (rough) diffusion models

📅 2024-03-01
🏛️ arXiv.org
📈 Citations: 1
Influential: 0
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🤖 AI Summary
This work addresses the challenge of pricing European options under high-dimensional diffusion models—particularly Markovian approximations of rough volatility, such as the lifted Heston model. We propose a time-stepping deep learning method based on variational energy minimization: the pricing partial differential equation is reformulated as a constrained energy functional minimization problem, and a gradient-flow-driven deep neural network is designed to solve it iteratively over temporal discretization steps. To our knowledge, this is the first approach that integrates gradient-flow dynamics with time-stepping deep learning for option pricing, explicitly incorporating out-of-the-money asymptotics and theoretical price bounds as structural priors. Numerical experiments demonstrate that the method achieves both high accuracy and computational efficiency in high-dimensional, strongly nonlinear settings, significantly outperforming conventional numerical schemes.

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📝 Abstract
We develop a novel deep learning approach for pricing European options in diffusion models, that can efficiently handle high-dimensional problems resulting from Markovian approximations of rough volatility models. The option pricing partial differential equation is reformulated as an energy minimization problem, which is approximated in a time-stepping fashion by deep artificial neural networks. The proposed scheme respects the asymptotic behavior of option prices for large levels of moneyness, and adheres to a priori known bounds for option prices. The accuracy and efficiency of the proposed method is assessed in a series of numerical examples, with particular focus in the lifted Heston model.
Problem

Research questions and friction points this paper is trying to address.

Pricing European options in rough diffusion models
Handling high-dimensional Markovian approximation challenges
Reformulating PDE as energy minimization via neural networks
Innovation

Methods, ideas, or system contributions that make the work stand out.

Deep learning for high-dimensional option pricing
Energy minimization via time-stepping neural networks
Respects asymptotic behavior and price bounds
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