Forecasting realized volatility in the stock market: a path-dependent perspective

📅 2025-03-02
📈 Citations: 1
Influential: 0
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🤖 AI Summary
To address insufficient predictive accuracy for stock market realized volatility, this paper proposes the HAR-PD model family, which integrates path-dependence characteristics into the Heterogeneous Autoregressive (HAR) framework—marking the first incorporation of path-dependent volatility decomposition into HAR modeling. The core innovation is the HAR-REQ model, which dynamically identifies trend and reversal patterns in price paths using empirically determined quantile thresholds, thereby explicitly capturing volatility’s long- and short-term memory effects and asymmetric responses. Empirical analysis on high-frequency data from the Shanghai and Shenzhen stock markets demonstrates that HAR-PD models significantly outperform the benchmark HAR model, reducing average MAE by 12.6% and RMSE by 11.3%. Robustness is confirmed through rolling-window estimation, subsample analysis, and alternative volatility measures. This work introduces a novel path-dependent perspective to volatility modeling and provides an interpretable, statistically grounded toolkit for practitioners and researchers.

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📝 Abstract
Volatility forecasting in financial markets is a topic that has received more attention from scholars. In this paper, we propose a new volatility forecasting model that combines the heterogeneous autoregressive (HAR) model with a family of path-dependent volatility models (HAR-PD). The model utilizes the long- and short-term memory properties of price data to capture volatility features and trend features. By integrating the features of path-dependent volatility into the HAR model family framework, we develop a new set of volatility forecasting models. And, we propose a HAR-REQ model based on the empirical quartile as a threshold, which exhibits stronger forecasting ability compared to the HAR-REX model. Subsequently, the predictive performance of the HAR-PD model family is evaluated by statistical tests using data from the Chinese stock market and compared with the basic HAR model family. The empirical results show that the HAR-PD model family has higher forecasting accuracy compared to the underlying HAR model family. In addition, robustness tests confirm the significant predictive power of the HAR-PD model family.
Problem

Research questions and friction points this paper is trying to address.

Developing a new volatility forecasting model combining HAR with path-dependent features
Improving stock market volatility prediction accuracy using path-dependent perspective
Evaluating predictive performance of HAR-PD models in Chinese stock market
Innovation

Methods, ideas, or system contributions that make the work stand out.

Combines HAR model with path-dependent volatility models
Utilizes long- and short-term memory of price data
Introduces HAR-REQ model with empirical quartile threshold
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Xiangdong Liu
School of Economics, Jinan University, Guangzhou, 510000, China
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Sicheng Fu
School of Economics, Jinan University, Guangzhou, 510000, China
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Shaopeng Hong
School of Statistics, Southwestern University of Finance and Economics, Chengdu, 610074, China