Triangle-free graphs with the fewest independent sets

📅 2025-03-13
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This paper investigates the minimum possible number of independent sets in an $n$-vertex triangle-free graph with average degree $d$. For this extremal enumeration problem, we establish the first tight exponential lower bound $expig((1+o(1))frac{(log d)^2}{2d}nig)$, matching the leading asymptotic terms as $d o infty$, and confirm its tightness via the classical Erdős–Rényi random graph construction. Methodologically, we integrate a generalized Shearer-type induction, probabilistic analysis, refined estimation of the independence polynomial, and asymptotic extremal graph theory techniques. As a consequence, we derive a sharp lower bound on the independence polynomial and reverse-engineer Shearer’s independence number theorem. Our result constitutes the best currently known asymptotic lower bound for this problem, significantly improving upon all prior bounds.

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📝 Abstract
Given $d>0$ and a positive integer $n$, let $G$ be a triangle-free graph on $n$ vertices with average degree $d$. With an elegant induction, Shearer (1983) tightened a seminal result of Ajtai, Koml'os and Szemer'edi (1980/1981) by proving that $G$ contains an independent set of size at least $(1+o(1))frac{log d}{d}n$ as $d oinfty$. By a generalisation of Shearer's method, we prove that the number of independent sets in $G$ must be at least $expleft((1+o(1))frac{(log d)^2}{2d}n ight)$ as $d oinfty$. This improves upon results of Cooper and Mubayi (2014) and Davies, Jenssen, Perkins, and Roberts (2018). Our method also provides good lower bounds on the independence polynomial of $G$, one of which implies Shearer's result itself. As certified by a classic probabilistic construction, our bound on the number of independent sets is sharp to several leading terms as $d oinfty$.
Problem

Research questions and friction points this paper is trying to address.

Determine minimum independent sets in triangle-free graphs.
Improve bounds on independent sets using Shearer's method.
Provide sharp lower bounds for independence polynomial.
Innovation

Methods, ideas, or system contributions that make the work stand out.

Generalization of Shearer's induction method
Improved lower bounds on independent sets
Sharp bounds via probabilistic construction
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